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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001217453-14-000003

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 5:22 PM ET

Size

27.3 KB

Accession

0001217453-14-000003

Insider Transaction Report

Form 4
Period: 2014-08-11
FOREST CITY ENTERPRISES INCFCEA/FCEB
KANE LINDA M
Sr VP/Chief Acctg Admin Off
Transactions
  • Sale

    Class A Common Stock

    2014-08-11$19.27/sh−9,033$174,066→ 1,281 total
Holdings

  • Class A Common Stock

    1,964

  • Class A Common Stock

    4,377

  • Class A Common Stock

    4,128

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (5,437 underlying)
    5,437

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (6,213 underlying)
    6,213

  • Class B Common - Convertible

    (indirect: By 401(k))
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,734.992 underlying)
    1,734.992

  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (4,146 underlying)
    4,146

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (15,000 underlying)
    15,000

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,522 underlying)
    6,522

  • 2012 Performance Shares

    Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (5,124 underlying)
    5,124

  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,128 underlying)
    4,128

  • Class A Common Stock

    (indirect: By 401(k))
    2,063.838

  • Class A Common Stock

    3,843

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (11,250 underlying)
    11,250

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying)
    15,000
Footnotes (18)
  • [F1]Class A Common Stock - 401k account - Held Indirect.
  • [F10]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F11]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F12]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F13]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  • [F14]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  • [F15]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F16]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F17]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F18]Class B Common Stock - 401k account - Held indirect.
  • [F2]2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  • [F3]2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
  • [F4]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
  • [F5]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F6]Shares are held in a street account. 1,709 shares that vested 4/14/2014 were transferred to this account; 982 shares that vested 4/13/2014 were transferred to this account; 1,281 shares that vested 4/11/2014 were transferred to this account. The price $19.27 represents a weighed average of sales prices ranging from $19.08 per share to $19.31 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  • [F7]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  • [F8]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  • [F9]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 5:22 PM ET
Size
27.3 KB
View on SEC.gov