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4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217453-16-000003

CIK 0001647509operating
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 5:53 PM ET

Size

22.9 KB

Accession

0001217453-16-000003

Insider Transaction Report

Form 4
Period: 2015-12-31
Forest City Realty Trust, Inc.FCEA/FCEB
KANE LINDA M
Sr VP & Treasurer
Transactions
  • Tax Payment

    Class A Common Stock

    2015-12-31$21.93/sh−4,341$95,198→ 26,137 total
Holdings

  • 2005 Stock Option Grant (right to buy)

    Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (11,250 underlying)
    11,250

  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,128 underlying)
    4,128

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (15,000 underlying)
    15,000

  • Class A Common Stock

    (indirect: By 401(k))
    2,063.838

  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (4,146 underlying)
    4,146

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying)
    15,000

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,522 underlying)
    6,522

  • Class B Common - Convertible

    (indirect: By 401(k))
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,734.992 underlying)
    1,734.992

  • 2012 Performance Shares

    Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (5,124 underlying)
    5,124

  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (3,235 underlying)
    3,235
Footnotes (13)
  • [F1]Class A Common Stock - 401k account - Held Indirect.
  • [F10]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F11]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F12]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F13]Class B Common Stock - 401k account - Held indirect.
  • [F2]Shares are held in a street account. 1.) 2,562 shares from the 2012 Restricted Stock Grant vested 12/31/2015, of those 842 shares were returned to the Company for taxes, the balance or 1,720 were transferred to this account. 2.) 3,283 shares from the 2013 Restricted Stock Grant vested 12/31/2015, of those 1,079 shares were returned to the Company for taxes, the balance or 2,204 were transferred to this account. 3.) 4,128 shares from the 2014 Restricted Stock Grant vested 12/31/2015, of those 1,357 shares were returned to the Company for taxes, the balance or 2,771 were transferred to this account. 4.) 3,235 shares from the 2015 Restricted Stock Grant vested 12/31/2015, of those 1,063 shares were returned to the Company for taxes, the balance or 2,172 were transferred to this account.
  • [F3]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  • [F4]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  • [F5]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F6]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F7]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  • [F8]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  • [F9]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 5:53 PM ET
Size
22.9 KB
View on SEC.gov