Forest City Realty Trust, Inc. 4

Accession 0001217453-16-000004

CIK 0001647509operating

View on SEC.gov Company Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 5:55 PM ET

Size

24.9 KB

Accession

0001217453-16-000004

Insider Transaction Report

Form 4

Period: 2016-02-17

Forest City Realty Trust, Inc.FCEA/FCEB

KANE LINDA M

Sr VP & Treasurer

Transactions

Exercise/Conversion
Class A Common Stock
2016-02-17+6,388→ 32,525 total
Tax Payment
Class A Common Stock
2015-12-31$17.91/sh−2,099$37,593→ 30,426 total
Exercise/Conversion
2012 Performance Shares
2016-02-17−6,388→ 0 total
Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (5,124 underlying)

Holdings

2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (11,250 underlying)
11,250
2008 Stock Option Grant (right to buy)
Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,522 underlying)
6,522
2013 Performance Shares
Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (4,146 underlying)
4,146
Class A Common Stock
(indirect: By 401(k))
2,063.838
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying)
15,000
Class B Common - Convertible
(indirect: By 401(k))
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,734.992 underlying)
1,734.992
2014 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,128 underlying)
4,128
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (15,000 underlying)
15,000
2015 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (3,235 underlying)
3,235

Footnotes (13)

[F1]Class A Common Stock - 401k account - Held Indirect.
[F10]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
[F11]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
[F12]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
[F13]Class B Common Stock - 401k account - Held indirect.
[F2]Shares are held in a street account. The 2012 Performance Share Award vested 2/17/2016, there were a total of 6,388 shares received, of those 2,099 shares were returned to the Company for taxes.
[F3]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F4]2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
[F5]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
[F6]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
[F7]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
[F8]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. Shares vested and were approved by the Company's Compensation Committee on 2/17/2016, at 124.67% of the target shares resulting from the actual performance during the performance period.
[F9]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001647509

Filing Metadata

Form type: 4
Filed: Mar 1, 7:00 PM ET
Accepted: Mar 2, 5:55 PM ET
Size: 24.9 KB

View on SEC.gov