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4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217453-16-000008

CIK 0001647509operating

Filed

May 19, 8:00 PM ET

Accepted

May 20, 5:55 PM ET

Size

18.2 KB

Accession

0001217453-16-000008

Insider Transaction Report

Form 4
Period: 2016-01-25
KANE LINDA M
Sr VP & Treasurer
Transactions
  • Sale

    Class B Common - Convertible

    2016-01-25$21.21/sh1,734.992$36,7990 total(indirect: By 401(k))
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08Common Stock (1,734.992 underlying)
  • Sale

    Class A Common Stock

    2016-01-25$19.55/sh2,063.838$40,3480 total(indirect: By 401(k))
Holdings
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (15,000 underlying)
    15,000
  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (4,128 underlying)
    4,128
  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18Class A Common (6,522 underlying)
    6,522
  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08Class A Common (4,146 underlying)
    4,146
  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (3,235 underlying)
    3,235
  • Class A Common Stock

    25,333
Footnotes (10)
  • [F1]Class A Common Stock - 401k account - Held Indirect. Stocks were sold as part of roll over from the plan to an individual retirement account.
  • [F10]Class B Common Stock - 401k account - Held indirect.
  • [F2]Shares are held in a street account.
  • [F3]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F4]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F5]Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  • [F6]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F7]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F8]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F9]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 5:55 PM ET
Size
18.2 KB