4//SEC Filing
Forest City Realty Trust, Inc. 4
Accession 0001217457-16-000007
CIK 0001647509operating
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 5:09 PM ET
Size
28.9 KB
Accession
0001217457-16-000007
Insider Transaction Report
Form 4
Forest City Realty Trust, Inc.FCEA/FCEB
PRESTI GERALYN M
Exec. V.P.; Sec & Gen Counsel10% Owner
Transactions
- Tax Payment
Class A Common Stock
2016-03-26$21.02/sh−1,232$25,897→ 24,914 total - Tax Payment
Class A Common Stock
2016-03-28$20.86/sh−523$10,910→ 25,983 total
Holdings
- 5,085
Class A Common Stock
- 1,719
2009 Stock Option Grant (right to buy)
Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (1,719 underlying) - 8,302
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (8,302 underlying) - 6,891
2008 Stock Option Grant (right to buy)
Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,891 underlying) - 6,894
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (6,894 underlying) - 6,371
2014 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (6,371 underlying) - 6,310
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (6,310 underlying) - 4,992
2015 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,992 underlying) - 3,610
Class A Common Stock
- 4,779
Class A Common Stock
- 11,244
Class A Common Stock
- 11,310
Class A Common Stock
- 15,000
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying) - 6,422
2013 Performance Shares
Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (6,422 underlying) - 15,000
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (15,000 underlying)
Footnotes (16)
- [F1]2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
- [F10]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- [F11]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- [F12]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- [F13]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
- [F14]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
- [F15]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
- [F16]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
- [F2]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
- [F3]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018. 1,592 shares vested on 3/28/2016 and were transferred to account referenced in footnote #6.
- [F4]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018. 3,748 shares vested on 3/26/2016 and were transferred to account referenced in footnote #6.
- [F5]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
- [F6]Shares held in street account with Securities America. 3,748 shares vested on 3/26/2016, of those 1,232 shares were returned to the Company to cover taxes. 1,592 shares vested on 3/28/2016, of those 523 shares were returned to the Company to cover taxes.
- [F7]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
- [F8]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- [F9]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
Documents
Issuer
Forest City Realty Trust, Inc.
CIK 0001647509
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001647509
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 5:09 PM ET
- Size
- 28.9 KB