Home/Filings/4/0001217457-16-000008
4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217457-16-000008

CIK 0001647509operating

Filed

Apr 11, 8:00 PM ET

Accepted

Apr 12, 5:10 PM ET

Size

26.6 KB

Accession

0001217457-16-000008

Insider Transaction Report

Form 4
Period: 2016-04-08
PRESTI GERALYN M
Exec. V.P.; Sec & Gen Counsel10% Owner
Transactions
  • Tax Payment

    Class A Common Stock

    2016-04-11$20.91/sh1,186$24,79927,726 total
  • Tax Payment

    Class A Common Stock

    2016-04-08$20.98/sh557$11,68626,540 total
Holdings
  • Class A Common Stock

    3,390
  • Class A Common Stock

    11,244
  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18Class A Common (6,891 underlying)
    6,891
  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21Class A Common (1,719 underlying)
    1,719
  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13Class A Common (8,302 underlying)
    8,302
  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14Class A Common (6,894 underlying)
    6,894
  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08Class A Common (6,422 underlying)
    6,422
  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (4,992 underlying)
    4,992
  • Class A Common Stock

    4,779
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (15,000 underlying)
    15,000
  • 2016 Performance Shares

    Exercise: $0.00From: 2018-12-31Exp: 1988-08-08Class A Common (6,310 underlying)
    6,310
  • Class A Common Stock

    11,310
  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (6,371 underlying)
    6,371
Footnotes (14)
  • [F1]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,695 shares vested on 4/08/2016 and were transferred to account referenced in footnote #6.
  • [F10]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F11]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F12]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F13]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F14]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  • [F2]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F3]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  • [F4]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  • [F5]Shares held in street account with Securities America. 1,695 restricted shares vested on 4/08/2016, of those 557 shares were returned to the Company to cover taxes, the balance of the shares were transferred to this account. 3,610 restricted shares vested on 4/11/2016, of those 1,186 shares were returned to the Company to cover taxes, the balance of the shares were transferred to this account.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F8]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F9]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 5:10 PM ET
Size
26.6 KB