4//SEC Filing
Forest City Realty Trust, Inc. 4
Accession 0001217457-17-000002
CIK 0001647509operating
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 1:04 PM ET
Size
30.2 KB
Accession
0001217457-17-000002
Insider Transaction Report
Form 4
Forest City Realty Trust, Inc.FCEA/FCEB
PRESTI GERALYN M
Exec. V.P.; Sec & Gen Counsel10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2017-03-21$7.80/sh+1,719$13,408→ 29,445 total - Sale
Class A Common Stock
2017-03-21$21.81/sh−16,915$368,994→ 27,726 total - Exercise/Conversion
2011 Stock Option Grant (right to buy)
2017-03-21−8,302→ 0 totalExercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (8,302 underlying) - Exercise/Conversion
Class A Common Stock
2017-03-21$15.89/sh+6,894$109,546→ 36,339 total - Exercise/Conversion
Class A Common Stock
2017-03-21$17.72/sh+8,302$147,111→ 44,641 total - Exercise/Conversion
2010 Stock Option Grant (right to buy)
2017-03-21−6,894→ 0 totalExercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (6,894 underlying) - Exercise/Conversion
2009 Stock Option Grant (right to buy)
2017-03-21−1,719→ 0 totalExercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (1,719 underlying)
Holdings
- 15,000
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (15,000 underlying) - 6,891
2008 Stock Option Grant (right to buy)
Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (6,891 underlying) - 4,992
2015 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,992 underlying) - 4,779
Class A Common Stock
- 11,244
Class A Common Stock
- 11,310
Class A Common Stock
- 6,371
2014 Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (6,371 underlying) - 6,310
2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (6,310 underlying) - 3,390
Class A Common Stock
Footnotes (13)
- [F1]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,695 shares vested on 4/08/2016 and were transferred to account referenced in footnote #6.
- [F10]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
- [F11]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
- [F12]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
- [F13]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
- [F2]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
- [F3]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
- [F4]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
- [F5]Shares held in street account with Securities America. 3/21/2017 - The price $21.8146 represents a weighed average of sales prices ranging from $21.8150 per share to $21,8200 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- [F7]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- [F8]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- [F9]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
Documents
Issuer
Forest City Realty Trust, Inc.
CIK 0001647509
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001647509
Filing Metadata
- Form type
- 4
- Filed
- Mar 22, 8:00 PM ET
- Accepted
- Mar 23, 1:04 PM ET
- Size
- 30.2 KB