Home/Filings/4/0001217457-17-000002
4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217457-17-000002

CIK 0001647509operating

Filed

Mar 22, 8:00 PM ET

Accepted

Mar 23, 1:04 PM ET

Size

30.2 KB

Accession

0001217457-17-000002

Insider Transaction Report

Form 4
Period: 2017-03-21
PRESTI GERALYN M
Exec. V.P.; Sec & Gen Counsel10% Owner
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2017-03-21$7.80/sh+1,719$13,40829,445 total
  • Sale

    Class A Common Stock

    2017-03-21$21.81/sh16,915$368,99427,726 total
  • Exercise/Conversion

    2011 Stock Option Grant (right to buy)

    2017-03-218,3020 total
    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13Class A Common (8,302 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2017-03-21$15.89/sh+6,894$109,54636,339 total
  • Exercise/Conversion

    Class A Common Stock

    2017-03-21$17.72/sh+8,302$147,11144,641 total
  • Exercise/Conversion

    2010 Stock Option Grant (right to buy)

    2017-03-216,8940 total
    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14Class A Common (6,894 underlying)
  • Exercise/Conversion

    2009 Stock Option Grant (right to buy)

    2017-03-211,7190 total
    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21Class A Common (1,719 underlying)
Holdings
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (15,000 underlying)
    15,000
  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18Class A Common (6,891 underlying)
    6,891
  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (4,992 underlying)
    4,992
  • Class A Common Stock

    4,779
  • Class A Common Stock

    11,244
  • Class A Common Stock

    11,310
  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (6,371 underlying)
    6,371
  • 2016 Performance Shares

    Exercise: $0.00From: 2018-12-31Exp: 1988-08-08Class A Common (6,310 underlying)
    6,310
  • Class A Common Stock

    3,390
Footnotes (13)
  • [F1]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,695 shares vested on 4/08/2016 and were transferred to account referenced in footnote #6.
  • [F10]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F11]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F12]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F13]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  • [F2]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F3]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  • [F4]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  • [F5]Shares held in street account with Securities America. 3/21/2017 - The price $21.8146 represents a weighed average of sales prices ranging from $21.8150 per share to $21,8200 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F8]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F9]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 1:04 PM ET
Size
30.2 KB