Home/Filings/4/0001217457-17-000004
4//SEC Filing

Forest City Realty Trust, Inc. 4

Accession 0001217457-17-000004

CIK 0001647509operating

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 4:42 PM ET

Size

18.5 KB

Accession

0001217457-17-000004

Insider Transaction Report

Form 4
Period: 2017-03-28
PRESTI GERALYN M
Exec. V.P.; Sec & Gen Counsel10% Owner
Transactions
  • Tax Payment

    Class A Common Stock

    2017-03-28$21.72/sh532$11,5553,186 total
Holdings
  • Class A Common Stock

    7,496
  • Class A Common Stock

    8,483
  • Class A Common Stock

    33,169
  • Class A Common Stock

    3,390
  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29Class A Common (15,000 underlying)
    15,000
  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18Class A Common (6,891 underlying)
    6,891
  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (6,371 underlying)
    6,371
  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08Class A Common (4,992 underlying)
    4,992
  • 2016 Performance Shares

    Exercise: $0.00From: 2018-12-31Exp: 1988-08-08Class A Common (6,310 underlying)
    6,310
Footnotes (10)
  • [F1]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,695 shares vested on 4/08/2016 and were transferred to account referenced in footnote #6.
  • [F10]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  • [F2]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F3]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  • [F4]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  • [F5]Shares held in street account with Securities America. 2,827 restricted shares vested on 3/23/2017, of those 943 shares were returned to the Company to cover taxes, the balance of the shares were moved to this account. 3,748 restricted shares vested on 3/26/2017, of those 1,250 shares were returned to the Company to cover taxes, the balance of the shares were moved to this account.1,593 restricted shares vested on 3/28/2017, of those 532 shares were returned to the Company to cover taxes, the balance of the shares were moved to this account.
  • [F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F7]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F8]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F9]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:42 PM ET
Size
18.5 KB