SMITH JAMES V 4
4 · SAXON CAPITAL INC · Filed Sep 28, 2004
Insider Transaction Report
Form 4
SMITH JAMES V
Senior Vice President
Transactions
- Disposition to Issuer
Common Stock
2004-09-24−37,601→ 0 total
Footnotes (2)
- [F1]Includes 52 shares acquired under the Saxon Capital, Inc. 2001 Employee Stock Purchase Plan since the date of the reporting person's last report.
- [F2]Disposed of pursuant to agreement and plan of merger between issuer and Saxon Capital, Inc. (f/k/a Saxon REIT, Inc. through 9/24/2004), in exchange for 37,601 shares of Saxon Capital, Inc. having a market value of $22.75 per share on the effective date of the merger, September 24, 2004.