WAGEMAN THOMAS J 4
4 · SAXON CAPITAL INC · Filed Sep 28, 2004
Insider Transaction Report
Form 4
SAXON CAPITAL INCSAXND
WAGEMAN THOMAS J
Director
Transactions
- Award
Common Stock
2004-09-24+10,000→ 10,000 total(indirect: By TLT, Ltd.) - Award
Common Stock
2004-09-24+90,000→ 90,000 total(indirect: By Twin Oak Partners, Ltd.) - Award
Common Stock
2004-09-24+1,350→ 1,350 total(indirect: By daughter)
Footnotes (4)
- [F1]Acquired pursuant to agreement and plan of merger between issuer and Saxon Capital, Inc., a Delaware corporation, in exchange for 90,000 shares of Saxon Capital, Inc. having a market value of $22.75 per share on the effective date of the merger, September 24, 2004.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Acquired pursuant to agreement and plan of merger between issuer and Saxon Capital, Inc., a Delaware corporation, in exchange for 1,350 shares of Saxon Capital, Inc. having a market value of $22.75 per share on the effective date of the merger, September 24, 2004.
- [F4]Acquired pursuant to agreement and plan of merger between issuer and Saxon Capital, Inc., a Delaware corporation, in exchange for 10,000 shares of Saxon Capital, Inc. having a market value of $22.75 per share on the effective date of the merger, September 24, 2004.