McBey Robert G 4
4 · SWS GROUP INC · Filed Aug 26, 2008
Insider Transaction Report
Form 4
McBey Robert G
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2008-06-30+100→ 497 totalExercise: $0.00→ Common Stock $.10 Par Value (100 underlying) - Conversion
Common Stock $.10 Par Value
2008-06-14$18.64/sh+6,299$117,413→ 9,440 total - Award
Common Stock $.10 Par Value
2008-08-25+3,116→ 12,556 total - Conversion
Deferred Compensation Phantom Stock
2008-06-14−6,299→ 397 totalExercise: $0.00→ Common Stock $.10 Par Value (6,299 underlying)
Footnotes (2)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
- [F2]Restricted Stock Grant