4//SEC Filing
McBey Robert G 4
Accession 0001225208-08-014053
CIK 0000878520other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 5:19 PM ET
Size
10.8 KB
Accession
0001225208-08-014053
Insider Transaction Report
Form 4
McBey Robert G
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2008-06-30+100→ 497 totalExercise: $0.00→ Common Stock $.10 Par Value (100 underlying) - Conversion
Common Stock $.10 Par Value
2008-06-14$18.64/sh+6,299$117,413→ 9,440 total - Award
Common Stock $.10 Par Value
2008-08-25+3,116→ 12,556 total - Conversion
Deferred Compensation Phantom Stock
2008-06-14−6,299→ 397 totalExercise: $0.00→ Common Stock $.10 Par Value (6,299 underlying)
Footnotes (2)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
- [F2]Restricted Stock Grant
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001419502
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 5:19 PM ET
- Size
- 10.8 KB