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4//SEC Filing

Locke Matthew 4

Accession 0001225208-10-027334

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 1:34 PM ET

Size

13.1 KB

Accession

0001225208-10-027334

Insider Transaction Report

Form 4
Period: 2010-12-15
PULASKI FINANCIAL CORPPULB
Locke Matthew
Pres. Mortgage Lending Div.
Transactions
  • Award

    Common Stock

    2010-12-15+3,000→ 3,000 total(indirect: By Stock Award II)
Holdings

  • Stock Option (right to buy)

    Exercise: $6.75From: 2003-11-29Exp: 2012-11-29→ Common Stock (7,500 underlying)
    7,500

  • Common Stock

    (indirect: By Stock Award)
    3,393

  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (12,000 underlying)
    12,000

  • Stock Option (right to buy)

    Exercise: $5.55From: 2003-01-16Exp: 2012-01-16→ Common Stock (5,625 underlying)
    5,625

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    44,305

  • Common Stock

    (indirect: By KSOP)
    14,079.82
Footnotes (5)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001415941

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 1:34 PM ET
Size
13.1 KB
View on SEC.gov