Locke Matthew 4
4 · PULASKI FINANCIAL CORP · Filed Feb 9, 2011
Insider Transaction Report
Form 4
Locke Matthew
Pres. Mortgage Lending Div.
Transactions
- Sale
Common Stock
2011-02-07$7.37/sh−10,000$73,651→ 34,305 total
Holdings
- 10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying) - 14,007.73(indirect: By KSOP)
Common Stock
- 3,393(indirect: By Stock Award)
Common Stock
- 3,000(indirect: By Stock Award II)
Common Stock
- 5,625
Stock Option (right to buy)
Exercise: $5.55From: 2003-01-16Exp: 2012-01-16→ Common Stock (5,625 underlying) - 12,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (12,000 underlying) - 7,500
Stock Option (right to buy)
Exercise: $6.75From: 2003-11-29Exp: 2012-11-29→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
- [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.