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4//SEC Filing

Bliefernich Cheri G 4

Accession 0001225208-12-021945

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 4:41 PM ET

Size

16.8 KB

Accession

0001225208-12-021945

Insider Transaction Report

Form 4
Period: 2012-10-26
PULASKI FINANCIAL CORPPULB
Bliefernich Cheri G
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2012-10-26$8.21/sh−328$2,693→ 1,910 total
  • Tax Payment

    Common Stock

    2012-10-29$8.21/sh−1,101$9,039→ 4,202 total
Holdings

  • Common Stock

    (indirect: By Stock Award IV)
    20,000

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (12,500 underlying)
    12,500

  • Common Stock

    (indirect: By Stock Award II)
    2,000

  • Common Stock

    (indirect: By Stock Award III)
    2,023

  • Stock Option (right to buy)

    Exercise: $16.50From: 2007-02-23Exp: 2016-02-23→ Common Stock (3,000 underlying)
    3,000

  • Common Stock

    (indirect: By KSOP)
    768.8

  • Stock Option (right to buy)

    Exercise: $13.33From: 2005-01-28Exp: 2014-01-28→ Common Stock (1,500 underlying)
    1,500

  • Stock Option (right to buy)

    Exercise: $10.95From: 2009-03-13Exp: 2018-03-13→ Common Stock (10,000 underlying)
    10,000
Footnotes (8)
  • [F1]Since the reporting person's last report 3,393 shares and 1,012 shares previously held by Stock Award and Stock Award III, respectively, have vested and are now owned directly.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions under a KSOP plan pursuant to rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F4]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F5]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  • [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  • [F7]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on March 13, 2009.
  • [F8]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001448438

Filing Metadata

Form type
4
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 4:41 PM ET
Size
16.8 KB
View on SEC.gov