BENZIE JOHN PETER 4

Accession 0001225208-13-012068

CIK 0001383312other

View on SEC.gov Company Profile

Filed

May 12, 8:00 PM ET

Accepted

May 13, 3:26 PM ET

Size

19.1 KB

Accession

0001225208-13-012068

Insider Transaction Report

Form 4

Period: 2013-05-09

BROADRIDGE FINANCIAL SOLUTIONS, INC.BR

BENZIE JOHN PETER

Corporate Vice President

Transactions

Sale
Common Stock
2013-05-09$25.99/sh−3,510$91,225→ 30,098.077 total
Exercise/Conversion
Common Stock
2013-05-10$13.79/sh+17,250$237,877→ 23,998.077 total
Exercise/Conversion
Common Stock
2013-05-10$18.97/sh+8,333$158,077→ 32,331.077 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−25,000→ 8,333 total
Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (25,000 underlying)
Exercise/Conversion
Common Stock
2013-05-09$18.97/sh+25,000$474,250→ 33,608.077 total
Sale
Common Stock
2013-05-09$26.00/sh−23,350$607,105→ 6,748.077 total
Sale
Common Stock
2013-05-10$26.04/sh−23,100$601,538→ 9,231.077 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−17,250→ 0 total
Exercise: $13.79From: 2010-02-02Exp: 2019-02-01→ Common Stock (17,250 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−8,333→ 0 total
Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (8,333 underlying)

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 - $25.9901, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 - $26.04, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 - $26.08, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Documents

1 file

4
doc4.xmlPrimary

Issuer

BROADRIDGE FINANCIAL SOLUTIONS, INC.

CIK 0001383312

→

Entity typeother

Related Parties

filerCIK 0001391528

Filing Metadata

Form type: 4
Filed: May 12, 8:00 PM ET
Accepted: May 13, 3:26 PM ET
Size: 19.1 KB

View on SEC.gov