BROADRIDGE FINANCIAL SOLUTIONS, INC.|4May 13, 6:28 PM ET

BARRA JOSEPH N 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed May 13, 2013

Insider Transaction Report

Form 4

Period: 2013-05-09

BROADRIDGE FINANCIAL SOLUTIONS, INC.BR

BARRA JOSEPH N

Corporate Vice President

Transactions

Exercise/Conversion
Common Stock
2013-05-13$23.53/sh+18,142$426,881→ 95,994.423 total
Sale
Common Stock
2013-05-13$26.06/sh−25,000$651,540→ 79,165.423 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−24,569→ 0 total
Exercise: $19.19From: 2009-01-26Exp: 2017-01-25→ Common Stock (24,569 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-13−8,171→ 24,514 total
Exercise: $24.25From: 2013-02-09Exp: 2022-02-09→ Common Stock (8,171 underlying)
Exercise/Conversion
Common Stock
2013-05-09$21.87/sh+17,900$391,473→ 258,130.423 total
Sale
Common Stock
2013-05-09$26.05/sh−191,748$4,994,882→ 66,382.423 total
Exercise/Conversion
Common Stock
2013-05-10$22.76/sh+41,667$948,341→ 108,049.423 total
Exercise/Conversion
Common Stock
2013-05-10$20.87/sh+41,667$869,590→ 149,716.423 total
Exercise/Conversion
Common Stock
2013-05-10$15.17/sh+22,042$334,377→ 193,800.423 total
Exercise/Conversion
Common Stock
2013-05-10$13.79/sh+22,041$303,945→ 237,882.423 total
Exercise/Conversion
Common Stock
2013-05-10$18.97/sh+13,166$249,759→ 251,048.423 total
Exercise/Conversion
Common Stock
2013-05-10$23.53/sh+3,900$91,767→ 254,948.423 total
Sale
Common Stock
2013-05-10$25.97/sh−177,096$4,598,422→ 77,852.423 total
Exercise/Conversion
Common Stock
2013-05-13$24.25/sh+8,171$198,147→ 104,165.423 total
Sale
Common Stock
2013-05-13$26.02/sh−25,800$671,192→ 53,365.423 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−24,569→ 0 total
Exercise: $18.18From: 2008-01-27Exp: 2016-01-26→ Common Stock (24,569 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−28,500→ 13,166 total
Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (28,500 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−3,900→ 18,142 total
Exercise: $23.53From: 2011-02-08Exp: 2020-02-08→ Common Stock (3,900 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−13,166→ 0 total
Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (13,166 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−41,667→ 0 total
Exercise: $22.76From: 2008-06-25Exp: 2018-02-24→ Common Stock (41,667 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−41,667→ 0 total
Exercise: $20.87From: 2008-06-25Exp: 2018-02-24→ Common Stock (41,667 underlying)
Exercise/Conversion
Common Stock
2013-05-09$17.60/sh+110,560$1,945,856→ 162,592.423 total
Exercise/Conversion
Common Stock
2013-05-09$18.97/sh+28,500$540,645→ 191,092.423 total
Exercise/Conversion
Common Stock
2013-05-09$19.19/sh+24,569$471,479→ 215,661.423 total
Exercise/Conversion
Common Stock
2013-05-09$18.18/sh+24,569$446,664→ 240,230.423 total
Exercise/Conversion
Common Stock
2013-05-10$16.55/sh+22,042$364,795→ 171,758.423 total
Exercise/Conversion
Common Stock
2013-05-10$21.39/sh+22,041$471,457→ 215,841.423 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−110,560→ 0 total
Exercise: $17.60From: 2008-01-27Exp: 2015-01-26→ Common Stock (110,560 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-09−17,900→ 0 total
Exercise: $21.87From: 2009-02-04Exp: 2018-02-03→ Common Stock (17,900 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−22,041→ 0 total
Exercise: $13.79From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,041 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−22,042→ 0 total
Exercise: $16.55From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,042 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−22,042→ 0 total
Exercise: $15.17From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,042 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-10−22,041→ 0 total
Exercise: $21.39From: 2011-02-08Exp: 2020-02-08→ Common Stock (22,041 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-05-13−18,142→ 0 total
Exercise: $23.53From: 2011-02-08Exp: 2020-02-08→ Common Stock (18,142 underlying)

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - $26.32, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 - $26.03, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 - $26.12, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 - $26.13, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Documents

1 file

4
doc4.xmlPrimary