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Home/Filings/4/0001225208-13-012141
4//SEC Filing

BARRA JOSEPH N 4

Accession 0001225208-13-012141

CIK 0001383312other
View on SEC.govCompany Profile

Filed

May 12, 8:00 PM ET

Accepted

May 13, 6:28 PM ET

Size

62.0 KB

Accession

0001225208-13-012141

Insider Transaction Report

Form 4
Period: 2013-05-09
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR
BARRA JOSEPH N
Corporate Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2013-05-13$23.53/sh+18,142$426,881→ 95,994.423 total
  • Sale

    Common Stock

    2013-05-13$26.06/sh−25,000$651,540→ 79,165.423 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-09−24,569→ 0 total
    Exercise: $19.19From: 2009-01-26Exp: 2017-01-25→ Common Stock (24,569 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-13−8,171→ 24,514 total
    Exercise: $24.25From: 2013-02-09Exp: 2022-02-09→ Common Stock (8,171 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-09$21.87/sh+17,900$391,473→ 258,130.423 total
  • Sale

    Common Stock

    2013-05-09$26.05/sh−191,748$4,994,882→ 66,382.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$22.76/sh+41,667$948,341→ 108,049.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$20.87/sh+41,667$869,590→ 149,716.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$15.17/sh+22,042$334,377→ 193,800.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$13.79/sh+22,041$303,945→ 237,882.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$18.97/sh+13,166$249,759→ 251,048.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$23.53/sh+3,900$91,767→ 254,948.423 total
  • Sale

    Common Stock

    2013-05-10$25.97/sh−177,096$4,598,422→ 77,852.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-13$24.25/sh+8,171$198,147→ 104,165.423 total
  • Sale

    Common Stock

    2013-05-13$26.02/sh−25,800$671,192→ 53,365.423 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-09−24,569→ 0 total
    Exercise: $18.18From: 2008-01-27Exp: 2016-01-26→ Common Stock (24,569 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-09−28,500→ 13,166 total
    Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (28,500 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−3,900→ 18,142 total
    Exercise: $23.53From: 2011-02-08Exp: 2020-02-08→ Common Stock (3,900 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−13,166→ 0 total
    Exercise: $18.97From: 2008-06-25Exp: 2018-02-24→ Common Stock (13,166 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−41,667→ 0 total
    Exercise: $22.76From: 2008-06-25Exp: 2018-02-24→ Common Stock (41,667 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−41,667→ 0 total
    Exercise: $20.87From: 2008-06-25Exp: 2018-02-24→ Common Stock (41,667 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-09$17.60/sh+110,560$1,945,856→ 162,592.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-09$18.97/sh+28,500$540,645→ 191,092.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-09$19.19/sh+24,569$471,479→ 215,661.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-09$18.18/sh+24,569$446,664→ 240,230.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$16.55/sh+22,042$364,795→ 171,758.423 total
  • Exercise/Conversion

    Common Stock

    2013-05-10$21.39/sh+22,041$471,457→ 215,841.423 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-09−110,560→ 0 total
    Exercise: $17.60From: 2008-01-27Exp: 2015-01-26→ Common Stock (110,560 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-09−17,900→ 0 total
    Exercise: $21.87From: 2009-02-04Exp: 2018-02-03→ Common Stock (17,900 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−22,041→ 0 total
    Exercise: $13.79From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,041 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−22,042→ 0 total
    Exercise: $16.55From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,042 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−22,042→ 0 total
    Exercise: $15.17From: 2010-02-02Exp: 2019-02-01→ Common Stock (22,042 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-10−22,041→ 0 total
    Exercise: $21.39From: 2011-02-08Exp: 2020-02-08→ Common Stock (22,041 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-05-13−18,142→ 0 total
    Exercise: $23.53From: 2011-02-08Exp: 2020-02-08→ Common Stock (18,142 underlying)
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 - $26.32, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 - $26.03, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 - $26.12, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 - $26.13, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

Documents

1 file

Issuer

BROADRIDGE FINANCIAL SOLUTIONS, INC.

CIK 0001383312

→
Entity typeother

Related Parties

1
  • filerCIK 0001391096

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 6:28 PM ET
Size
62.0 KB
View on SEC.gov