PULASKI FINANCIAL CORP 4

4 · PULASKI FINANCIAL CORP · Filed Aug 6, 2013

Form 4

Period: 2013-06-20

Executive Vice President

Transactions

Discretionary Transaction
Common Stock
2013-06-20$10.68/sh+10,866.928$116,059→ 10,866.928 total(indirect: By KSOP)

Holdings

Stock Option (right to buy)
Exercise: $13.33From: 2005-12-16Exp: 2014-12-16→ Common Stock (1,500 underlying)
1,500
Common Stock
8,256
Common Stock
(indirect: By Stock Award III)
2,023
Stock Option (right to buy)
Exercise: $13.33From: 2005-01-28Exp: 2014-01-28→ Common Stock (1,500 underlying)
1,500
Stock Option (right to buy)
Exercise: $16.50From: 2007-02-23Exp: 2016-02-23→ Common Stock (3,000 underlying)
3,000
Stock Option (right to buy)
Exercise: $10.95From: 2009-03-13Exp: 2018-03-13→ Common Stock (10,000 underlying)
10,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (12,500 underlying)
12,500
Common Stock
(indirect: By Stock Award II)
1,000
Common Stock
(indirect: By Stock Award IV)
15,000

Footnotes (5)

[F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
[F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
[F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
[F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
[F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.

Documents

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