4//SEC Filing
Square 1 Financial Inc 4
Accession 0001225208-14-009255
CIK 0001329799operating
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 7:48 PM ET
Size
8.8 KB
Accession
0001225208-14-009255
Insider Transaction Report
Form 4
Earle Diane
EVP -- Chief Credit Officer
Transactions
- Purchase
Class A Common Stock
2014-03-27$18.00/sh+1,111$19,998→ 3,502 total
Holdings
- 7,500
Stock Option (Right to Buy)
Exercise: $6.00Exp: 2017-10-26→ Class A Common Stock (7,500 underlying) - 1,781(indirect: Restricted Stock VI)
Class A Common Stock
- 12,000(indirect: Restricted Stock IV)
Class A Common Stock
- 27,500
Stock Option (Right to Buy)
Exercise: $6.88Exp: 2019-10-29→ Class A Common Stock (27,500 underlying)
Footnotes (4)
- [F1]Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
- [F2]Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- [F3]Stock options vest in five equal annual installments, beginning on October 26, 2011, the first anniversary of the date of the grant.
- [F4]Stock options vest in five equal annual installments, beginning on October 29, 2013, the first anniversary of the date of the grant.
Documents
Issuer
Square 1 Financial Inc
CIK 0001329799
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001329799
Filing Metadata
- Form type
- 4
- Filed
- Mar 30, 8:00 PM ET
- Accepted
- Mar 31, 7:48 PM ET
- Size
- 8.8 KB