4//SEC Filing
BROWN FORMAN CORP 4
Accession 0001225208-14-019372
$BF-ACIK 0000014693operating
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 2:12 PM ET
Size
22.0 KB
Accession
0001225208-14-019372
Insider Transaction Report
Form 4
Brown Martin S JR
Director
Transactions
- Exercise/Conversion
Class B Common
2014-08-29$36.40/sh+761$27,700→ 761 total - Exercise/Conversion
Stock Appreciation Right
2014-08-29−761→ 0 totalExercise: $36.40From: 2006-05-25Exp: 2015-04-30→ Class B Common (761 underlying) - Tax Payment
Class B Common
2014-08-29$91.52/sh−303$27,731→ 458 total
Holdings
- 8,262(indirect: By Children)
Class A Common
- 2,523(indirect: By Children)
Class A Common
- 1,192(indirect: By Children)
Class B Common
- 45(indirect: By Spouse)
Class A Common
- 5,495
Stock Appreciation Right
Exercise: $35.51From: 2008-07-24Exp: 2018-04-30→ Class B Common (5,495 underlying) - 5,987
Stock Appreciation Right
Exercise: $33.77From: 2007-07-26Exp: 2017-04-30→ Class B Common (5,987 underlying) - 259,473
Class A Common
- 10(indirect: By Spouse)
Class B Common
- 42,556(indirect: By LLC)
Class B Common
- 25,146(indirect: By Trust)
Class B Common
- 2,250(indirect: By Trust)
Class A Common
- 562(indirect: By Trust)
Class B Common
- 6,752
Stock Appreciation Right
Exercise: $27.05From: 2009-07-23Exp: 2019-04-30→ Class B Common (6,752 underlying) - 4,819
Stock Appreciation Right
Exercise: $34.95From: 2006-07-27Exp: 2016-04-30→ Class B Common (4,819 underlying) - 3,753(indirect: By Children)
Class B Common
- 1,691.08
Deferred Stock Units
→ Class B Common (1,691.08 underlying)
Footnotes (3)
- [F1]The closing price of BF-B ($91.52) on August 28, 2014 was used to calculate the tax withholding obligation.
- [F2]Each deferred stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
- [F3]The deferred stock units vest over the course of the Board year. Vested shares will be delivered to the reporting person on the first February 1st that is at least 6 months following the Director's termination from Board service.
Documents
Issuer
BROWN FORMAN CORP
CIK 0000014693
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000014693
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 2:12 PM ET
- Size
- 22.0 KB