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PULASKI FINANCIAL CORP 4

Accession 0001225208-14-022094

CIK 0001062438operating
View on SEC.govCompany Profile

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 2:37 PM ET

Size

11.8 KB

Accession

0001225208-14-022094

Insider Transaction Report

Form 4
Period: 2014-10-26
PULASKI FINANCIAL CORPPULB
Milano Paul J
Interim CFO
Transactions
  • Tax Payment

    Common Stock

    2014-10-26$11.36/sh−329$3,737→ 14,099 total
Holdings

  • Stock Option (right to buy)

    Exercise: $18.70From: 2007-01-17Exp: 2016-01-17→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $11.94From: 2009-02-01Exp: 2018-02-01→ Common Stock (4,500 underlying)
    4,500

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    (indirect: By IRA)
    9,000

  • Common Stock

    (indirect: By Stock Award IV)
    15,000

  • Stock Option (right to buy)

    Exercise: $16.00From: 2007-04-24Exp: 2016-04-24→ Common Stock (5,000 underlying)
    5,000
Footnotes (4)
  • [F1]Since the reporting person's last report 3,393 shares, 3,000 shares, 3,035 shares and 5,000 shares previously held by Stock Award, Stock Award II, Stock Award III and Stock Award IV, respectively, have vested and are now owned directly.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on February 19, 2015 and 50% on the date the Form 10-K is filed for the year ended September 30, 2014, assuming, in each case, achievement of certain performance objectives and the absence of any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  • [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeoperating
IncorporatedMO

Related Parties

1
  • filerCIK 0001062438

Filing Metadata

Form type
4
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 2:37 PM ET
Size
11.8 KB
View on SEC.gov