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4//SEC Filing

EATON VANCE CORP 4

Accession 0001225208-16-041203

CIK 0000350797operating
View on SEC.govCompany Profile

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 4:47 PM ET

Size

21.9 KB

Accession

0001225208-16-041203

Insider Transaction Report

Form 4
Period: 2016-11-02
EATON VANCE CORPEV
SWAFFIELD PAYSON F
Other
Transactions
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2016-11-02$34.60/sh−1,738$60,135→ 683,012 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2016-11-02+36,920→ 684,750 total
Holdings

  • Voting Trust Receipt

    18,623

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $28.69Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (85,776 underlying)
    85,776

  • Option (right to buy)

    Exercise: $28.23Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (144,954 underlying)
    144,954

  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (212,180 underlying)
    212,180

  • Option (right to buy)

    Exercise: $27.50Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (62,253 underlying)
    62,253

  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (177,120 underlying)
    177,120

  • Option (right to buy)

    Exercise: $47.23Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (75,100 underlying)
    75,100

  • Option (right to buy)

    Exercise: $24.46Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (142,741 underlying)
    142,741

  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (126,020 underlying)
    126,020

  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (187,600 underlying)
    187,600

  • Option (right to buy)

    Exercise: $21.46Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (73,154 underlying)
    73,154
Footnotes (13)
  • [F1]Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan.
  • [F10]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  • [F11]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F12]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F13]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F2]Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
  • [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F4]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  • [F6]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F7]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F8]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F9]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000350797

Filing Metadata

Form type
4
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 4:47 PM ET
Size
21.9 KB
View on SEC.gov