Aguggia Paul M 4
4 · Clifton Bancorp Inc. · Filed Nov 29, 2017
Insider Transaction Report
Form 4
Aguggia Paul M
DirectorChairman, President & CEO
Transactions
- Exercise/Conversion
Common Stock
2017-11-27$13.84/sh+108,378$1,499,952→ 193,008 total - Exercise/Conversion
Non-Qualified Stock Option
2017-11-27−108,378→ 162,567 totalExercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (108,378 underlying) - Disposition to Issuer
Common Stock
2017-11-27$17.10/sh−122,828$2,100,359→ 84,630 total - Exercise/Conversion
Incentive Stock Option
2017-11-27−14,450→ 21,675 totalExercise: $13.84From: 2016-09-02Exp: 2025-09-02→ Common Stock (14,450 underlying) - Exercise/Conversion
Common Stock
2017-11-27$13.84/sh+14,450$199,988→ 207,458 total
Holdings
- 81,885(indirect: By Stock Award)
Common Stock
- 50,000(indirect: By IRA)
Common Stock
- 33,782(indirect: By SERP)
Common Stock
- 10,347(indirect: By ESOP)
Common Stock
Footnotes (4)
- [F1]Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly.
- [F2]Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- [F3]Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- [F4]Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.