Home/Filings/4/0001225208-18-000175
4//SEC Filing

Horn Richard D 4

Accession 0001225208-18-000175

CIK 0001476264other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 11:36 AM ET

Size

14.8 KB

Accession

0001225208-18-000175

Insider Transaction Report

Form 4
Period: 2018-01-01
Horn Richard D
DirectorSee Remarks
Transactions
  • Disposition to Issuer

    Stock Option

    2018-01-013,0000 total
    Exercise: $28.22Exp: 2027-02-27Common Stock (3,000 underlying)
  • Disposition to Issuer

    Common Stock

    2018-01-011,0500 total(indirect: By Daughter (Tess Horn))
  • Disposition to Issuer

    Stock Option

    2018-01-014,2000 total
    Exercise: $15.16Exp: 2025-03-09Common Stock (4,200 underlying)
  • Disposition to Issuer

    Stock Option

    2018-01-011,6540 total
    Exercise: $10.03Exp: 2023-05-01Common Stock (1,654 underlying)
  • Disposition to Issuer

    Common Stock

    2018-01-0179,8580 total
  • Disposition to Issuer

    Common Stock

    2018-01-011,0500 total(indirect: By Son (Griffin Horn))
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc. ("Sandy Spring"), WashingtonFirst Bankshares, Inc. ("WashingtonFirst") and Touchdown Acquisition, Inc., a wholly-owned subsidiary of Sandy Spring ("Merger Sub"). Merger Sub merged (the "First-Step Merger") with and into WashingtonFirst, with WashingtonFirst continuing as the surviving entity and immediately thereafter, WashingtonFirst merged with and into Sandy Spring, with Sandy Spring continuing as the surviving entity. At the effective time of the First-Step Merger (the "Effective Time"), each share of WashingtonFirst common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.8713 shares of Sandy Spring common stock.
  • [F2]At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of May 15, 2017, by and among Sandy Spring Bancorp, Inc., WashingtonFirst Bankshares, Inc. and Touchdown Acquisition, Inc., all stock options were cancelled and the reporting person received a cash payment equal to $34.42 per share minus the applicable exercise price of such stock option multiplied by each stock option held.

Documents

1 file

Issuer

WashingtonFirst Bankshares, Inc.

CIK 0001476264

Entity typeother

Related Parties

1
  • filerCIK 0001564476

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:36 AM ET
Size
14.8 KB