Home/Filings/5/0001225208-19-015830
5//SEC Filing

HYLTON LAURIE G 5

Accession 0001225208-19-015830

CIK 0000350797other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 12:45 PM ET

Size

18.9 KB

Accession

0001225208-19-015830

Insider Transaction Report

Form 5
Period: 2019-10-31
HYLTON LAURIE G
VP & Chief Accounting Officer
Transactions
  • Gift

    Eaton Vance Corp. Non-voting Common Stock

    2019-10-28$45.88/sh11,307$518,765220,746 total
  • Tax Payment

    Eaton Vance Corp. Non-voting Common Stock

    2016-10-31$35.06/sh2,852$99,991201,436 total
Holdings
  • Voting Trust Receipt

    18,623
  • Eaton Vance Corp. Non-voting Common Stock

    (indirect: By Children)
    9,080
  • Option (right to buy)

    Exercise: $28.23Exp: 2022-11-01Eaton Vance Corp. Non-voting Common Stock (20,861 underlying)
    20,861
  • Option (right to buy)

    Exercise: $36.76Exp: 2025-11-02Eaton Vance Corp. Non-voting Common Stock (51,000 underlying)
    51,000
  • Option (right to buy)

    Exercise: $50.67Exp: 2027-11-01Eaton Vance Corp. Non-voting Common Stock (34,840 underlying)
    34,840
  • Option (right to buy)

    Exercise: $34.84Exp: 2026-11-01Eaton Vance Corp. Non-voting Common Stock (58,380 underlying)
    58,380
  • Option (right to buy)

    Exercise: $41.90Exp: 2023-11-01Eaton Vance Corp. Non-voting Common Stock (32,240 underlying)
    32,240
  • Option (right to buy)

    Exercise: $45.50Exp: 2028-11-01Eaton Vance Corp. Non-voting Common Stock (55,104 underlying)
    55,104
  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623
  • Option (right to buy)

    Exercise: $36.71Exp: 2024-11-03Eaton Vance Corp. Non-voting Common Stock (51,360 underlying)
    51,360
Footnotes (9)
  • [F1]Shares were sold to cover the exercise cost associated with the exercise of a stock option on 10/31/2016.
  • [F2]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F3]Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F4]Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F5]Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F6]Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  • [F7]Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F8]Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F9]Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

Entity typeother

Related Parties

1
  • filerCIK 0001245652

Filing Metadata

Form type
5
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 12:45 PM ET
Size
18.9 KB