4//SEC Filing
Spillane Richard A Jr. 4
Accession 0001225208-20-012467
CIK 0000350797other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 3:01 PM ET
Size
18.4 KB
Accession
0001225208-20-012467
Insider Transaction Report
Form 4
Spillane Richard A Jr.
Director
Transactions
- Exercise/Conversion
Option (right to buy)
2020-10-13−4,902→ 0 totalExercise: $28.69From: 2010-11-01Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,902 underlying) - Exercise/Conversion
Eaton Vance Corp. Non-voting Common Stock
2020-10-13$28.69/sh+4,902$140,618→ 14,226 total - Disposition to Issuer
Eaton Vance Corp. Non-voting Common Stock
2020-10-13$61.12/sh−4,902$299,628→ 9,324 total
Holdings
- 4,045
Option (right to buy)
Exercise: $41.90From: 2013-11-01Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,045 underlying) - 5,680
Option (right to buy)
Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying) - 11,777
Option (right to buy)
Exercise: $34.84From: 2016-11-01Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (11,777 underlying) - 5,737
Option (right to buy)
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying) - 3,023
Phantom Stock
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (3,023 underlying) - 6,408
Deferred Stock
Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (6,408 underlying) - 6,420
Option (right to buy)
Exercise: $24.46From: 2011-11-01Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,420 underlying) - 7,451
Option (right to buy)
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)
Footnotes (4)
- [F1]Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
- [F2]Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
- [F3]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
- [F4]The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001462656
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 3:01 PM ET
- Size
- 18.4 KB