HOLICKI PETER 4
4 · DOW INC. · Filed Nov 19, 2020
Insider Transaction Report
Form 4
DOW INC.DOW
HOLICKI PETER
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2020-11-17$38.87/sh+13,920$541,070→ 69,240 total - Sale
Common Stock
2020-11-18$55.99/sh−6,836$382,761→ 50,670 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2020-11-17−13,920→ 0 totalExercise: $38.87Exp: 2021-02-11→ Common Stock (13,920 underlying) - Disposition to Issuer
Common Stock
2020-11-17$53.90/sh−11,734$632,463→ 57,506 total
Footnotes (3)
- [F1]Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
- [F2]The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $55.9900 to $55.9950. Reporting Person agrees to provide upon request by the Commission staff, the issuer,or asecurity holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]This option is fully vested and exercisable.