Carson John C Jr. 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 16, 2020
Insider Transaction Report
Form 4
Carson John C Jr.
President
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-12-15−2,669→ 0 totalFrom: 2020-12-15Exp: 2020-12-15→ Common Stock (2,669 underlying) - Exercise/Conversion
Common Stock
2020-12-15+2,669→ 56,061 total - Award
Restricted Stock Units
2020-12-15+3,007→ 3,007 totalFrom: 2023-12-15Exp: 2023-12-15→ Common Stock (3,007 underlying) - Tax Payment
Common Stock
2020-12-15$93.49/sh−987$92,275→ 55,074 total
Holdings
- 674(indirect: ESOP)
Common Stock
Footnotes (3)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2020.
- [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.