Home/Filings/4/0001225208-20-014768
4//SEC Filing

Carson John C Jr. 4

Accession 0001225208-20-014768

CIK 0000720005other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 7:41 PM ET

Size

11.4 KB

Accession

0001225208-20-014768

Insider Transaction Report

Form 4
Period: 2020-12-15
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-152,6690 total
    From: 2020-12-15Exp: 2020-12-15Common Stock (2,669 underlying)
  • Exercise/Conversion

    Common Stock

    2020-12-15+2,66956,061 total
  • Award

    Restricted Stock Units

    2020-12-15+3,0073,007 total
    From: 2023-12-15Exp: 2023-12-15Common Stock (3,007 underlying)
  • Tax Payment

    Common Stock

    2020-12-15$93.49/sh987$92,27555,074 total
Holdings
  • Common Stock

    (indirect: ESOP)
    674
Footnotes (3)
  • [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  • [F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 8, 2020.
  • [F3]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001509485

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 7:41 PM ET
Size
11.4 KB