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4//SEC Filing

Spillane Richard A Jr. 4

Accession 0001225208-20-014877

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 1:49 PM ET

Size

16.6 KB

Accession

0001225208-20-014877

Insider Transaction Report

Form 4
Period: 2020-12-18
EATON VANCE CORPEV
Spillane Richard A Jr.
Director
Transactions
  • Award

    Deferred Stock

    2020-12-18+557→ 9,322 total
    Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (557 underlying)
  • Award

    Phantom Stock

    2020-12-18+193→ 3,235 total
    Exercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (193 underlying)
Holdings

  • Option (right to buy)

    Exercise: $34.84From: 2016-11-01Exp: 2026-11-01→ Eaton Vance Corp. Non-voting Common Stock (11,777 underlying)
    11,777

  • Option (right to buy)

    Exercise: $24.46From: 2011-11-01Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (6,420 underlying)
    6,420

  • Option (right to buy)

    Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying)
    5,680

  • Option (right to buy)

    Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying)
    5,737

  • Option (right to buy)

    Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying)
    7,451

  • Eaton Vance Corp. Non-voting Common Stock

    9,324

  • Option (right to buy)

    Exercise: $41.90From: 2013-11-01Exp: 2023-11-01→ Eaton Vance Corp. Non-voting Common Stock (4,045 underlying)
    4,045
Footnotes (6)
  • [F1]Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
  • [F2]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
  • [F3]Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
  • [F4]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
  • [F5]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
  • [F6]The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001462656

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 1:49 PM ET
Size
16.6 KB
View on SEC.gov