Adams John Thomas 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 15, 2021
Insider Transaction Report
Form 4
Adams John Thomas
EVP & CLO of Subsidiary
Transactions
- Tax Payment
Common Stock
2021-01-14$11.13/sh−6,450$71,789→ 60,870 total
Holdings
- 2,400(indirect: By Stock Award III)
Common Stock
- 6,000(indirect: By Stock Award IV)
Common Stock
- 7,200(indirect: By Stock Award V)
Common Stock
- 20,000(indirect: By Stock Award VI)
Common Stock
- 39,488(indirect: By ESOP)
Common Stock
Footnotes (6)
- [F1]The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F2]This form reflects an increase in beneficial ownership resulting from an exempt acquisition pursuant to Rule 16b-3(c).
- [F3]The remaining 2,400 shares, granted under Stock Award III on January 14, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2022.
- [F4]The remaining 6,000 shares, granted under Stock Award IV on January 14, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2022.
- [F5]The remaining 7,200 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 14, 2022.
- [F6]The remaining 20,000 shares granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in four equal annual installments commencing on January 14, 2022.