Rosenfeld Ronald A. 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Jan 28, 2021
Insider Transaction Report
Form 4
Rosenfeld Ronald A.
Director
Transactions
- Award
Common Stock
2021-01-26+8,212→ 8,212 total(indirect: By Stock Award X)
Holdings
- 96,666(indirect: By Trust)
Common Stock
- 3,604(indirect: By Stock Award IX)
Common Stock
- 1,200(indirect: By Stock Award VI)
Common Stock
- 1,800(indirect: By Stock Award VII)
Common Stock
- 600(indirect: By Stock Award V)
Common Stock
- 2,400(indirect: By Stock Award VIII)
Common Stock
Footnotes (7)
- [F1]8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.
- [F2]The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- [F3]3,604 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in five approximately equal annual installments commencing on January 29, 2021.
- [F4]The remaining 600 shares, granted under Stock Award V on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on May 1, 2021.
- [F5]The remaining 1,200 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on April 1, 2021.
- [F6]The remaining 1,800 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on February 15, 2021.
- [F7]The remaining 2,400 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on March 1, 2021.