PUHY DOROTHY E 4
4 · EATON VANCE CORP · Filed Feb 16, 2021
Insider Transaction Report
Form 4
PUHY DOROTHY E
Director
Transactions
- Award
Deferred Stock
2021-02-12+50→ 9,372 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (50 underlying) - Award
Phantom Stock
2021-02-12+17→ 3,252 totalExercise: $0.00→ Eaton Vance Corp. Non-voting Common Stock (17 underlying)
Holdings
- 5,737
Option (right to buy)
Exercise: $36.71From: 2014-11-03Exp: 2024-11-03→ Eaton Vance Corp. Non-voting Common Stock (5,737 underlying) - 7,451
Option (right to buy)
Exercise: $36.76From: 2015-11-02Exp: 2025-11-02→ Eaton Vance Corp. Non-voting Common Stock (7,451 underlying) - 5,680
Option (right to buy)
Exercise: $28.23From: 2012-11-01Exp: 2022-11-01→ Eaton Vance Corp. Non-voting Common Stock (5,680 underlying) - 23,981
Eaton Vance Corp. Non-voting Common Stock
Footnotes (6)
- [F1]Each share of Deferred Stock is the economic equivalent of one share of non-voting common stock.
- [F2]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Deferred Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Deferred Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F3]Shares of Deferred Stock become payable in cash based on the non-employee director's election at either (1) the earlier of the second anniversary of the grant date or the date of the non-employee director's termination, or (2) upon the non-employee director's termination.
- [F4]Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock.
- [F5]As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company.
- [F6]The shares of Phantom Stock granted on November 1, 2017 become payable in cash upon the non-employee director's termination.