4//SEC Filing
Carson John C Jr. 4
Accession 0001225208-21-014254
CIK 0000720005other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 1:58 PM ET
Size
20.9 KB
Accession
0001225208-21-014254
Insider Transaction Report
Form 4
Carson John C Jr.
President
Transactions
- Exercise/Conversion
Common Stock
2021-11-30+1,500→ 86,608 total - Tax Payment
Common Stock
2021-11-30$98.29/sh−468$46,000→ 87,640 total - Exercise/Conversion
Restricted Stock Units
2021-11-29−4,500→ 3,000 totalExp: 2023-11-29→ Common Stock (4,500 underlying) - Exercise/Conversion
Restricted Stock Units
2021-11-30−1,500→ 0 totalExp: 2021-11-30→ Common Stock (1,500 underlying) - Exercise/Conversion
Common Stock
2021-11-29+4,500→ 86,203 total - Exercise/Conversion
Common Stock
2021-11-30+1,500→ 88,108 total - Tax Payment
Common Stock
2021-11-30$98.29/sh−468$46,000→ 87,172 total - Exercise/Conversion
Restricted Stock Units
2021-11-30−1,500→ 1,500 totalExp: 2022-11-30→ Common Stock (1,500 underlying) - Tax Payment
Common Stock
2021-11-29$100.57/sh−1,095$110,124→ 85,108 total
Holdings
- 1,075(indirect: ESOP)
Common Stock
Footnotes (9)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Includes 66 shares of common stock acquired on June 2, 2021 and 63 shares of common stock acquired on September 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan but was adjusted to reflect the stock split that occurred on September 21, 2021.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.
- [F4]RSUs vested 60% on 11/29/2021, will vest 20% on 11/29/2022, and 20% on 11/29/2023.
- [F5]The RSU grant was previously reported as covering 5,000 shares awarded on November 29, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- [F6]RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.
- [F7]The RSU grant was previously reported as covering 5,000 shares awarded on November 30, 2016, of which 1,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- [F8]RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and will vest 20% on 11/30/2022.
- [F9]The RSU grant was previously reported as covering 5,000 shares awarded on November 30, 2017, of which 2,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001509485
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 1:58 PM ET
- Size
- 20.9 KB