4//SEC Filing
Carson John C Jr. 4
Accession 0001225208-21-015060
CIK 0000720005other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 4:52 PM ET
Size
11.9 KB
Accession
0001225208-21-015060
Insider Transaction Report
Form 4
Carson John C Jr.
President
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-12-14−3,473→ 0 totalFrom: 2021-12-14Exp: 2021-12-14→ Common Stock (3,473 underlying) - Tax Payment
Common Stock
2021-12-14$96.40/sh−1,285$123,874→ 93,846 total - Exercise/Conversion
Common Stock
2021-12-14+3,473→ 95,131 total - Award
Restricted Stock Units
2021-12-15+7,002→ 7,002 totalFrom: 2024-12-15Exp: 2024-12-15→ Common Stock (7,002 underlying)
Holdings
- 1,077(indirect: ESOP)
Common Stock
Footnotes (5)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- [F2]Includes 75 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan.
- [F3]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.
- [F4]The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
- [F5]Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001509485
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 4:52 PM ET
- Size
- 11.9 KB