Carter Horace 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 3, 2024

Form 4

Period: 2024-11-30

President, Fixed Income

Transactions

Exercise/Conversion
Common Stock
2024-11-30+1,500→ 36,168 total
Tax Payment
Common Stock
2024-11-30$169.28/sh−383$64,834→ 35,785 total
Exercise/Conversion
Restricted Stock Units
2024-11-30−1,500→ 1,500 total
Exp: 2025-11-30→ Common Stock (1,500 underlying)
Exercise/Conversion
Common Stock
2024-11-30+3,668→ 34,668 total
Tax Payment
Common Stock
2024-12-03$166.95/sh−3,083$514,707→ 39,603 total
Exercise/Conversion
Common Stock
2024-12-03+7,836→ 42,686 total
Tax Payment
Common Stock
2024-11-30$169.28/sh−935$158,277→ 34,850 total
Exercise/Conversion
Restricted Stock Units
2024-11-30−3,668→ 2,445 total
Exp: 2026-11-30→ Common Stock (3,668 underlying)
Exercise/Conversion
Restricted Stock Units
2024-12-03−7,836→ 0 total
From: 2024-12-03Exp: 2024-12-03→ Common Stock (7,836 underlying)

Holdings

Footnotes (4)

[F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
[F2]Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
[F3]RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.
[F4]RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Documents

1 file