Insider · CIK 0001902821

Carter Horace

Reports to the SEC for 1 company · ST. PETERSBURG, FL

sec.gov

Transactions

Companies

Filings

CIK

0001902821

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+3,741 sh	—	—	3,741
2024-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+935 sh	—	—	935
2024-12-04	RJFRAYMOND JAMES FINANCIAL INCS Sale	President, Fixed Income	SSale	−5,000 sh	$165.03	−$825K	34,603
2024-12-03	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+7,836 sh	—	—	42,686
2024-12-03	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	President, Fixed Income	FTax Payment	−3,083 sh	$166.95	−$515K	39,603
2024-12-03	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−7,836 sh	—	—	0
2024-11-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+3,668 sh	—	—	34,668
2024-11-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+1,500 sh	—	—	36,168
2024-11-30	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	President, Fixed Income	FTax Payment	−383 sh	$169.28	−$64.8K	35,785
2024-11-30	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	President, Fixed Income	FTax Payment	−935 sh	$169.28	−$158K	34,850
2024-11-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−1,500 sh	—	—	1,500
2024-11-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−3,668 sh	—	—	2,445
2024-11-22	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+750 sh	—	—	31,182
2024-11-22	RJFRAYMOND JAMES FINANCIAL INCF Tax Payment	President, Fixed Income	FTax Payment	−182 sh	$163.78	−$29.8K	31,000
2024-11-22	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−750 sh	—	—	0
2023-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+5,411 sh	—	—	5,411
2023-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+1,037 sh	—	—	1,037
2023-12-04	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+5,217 sh	—	—	30,432
2023-12-04	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−5,217 sh	—	—	0
2023-11-30	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+4,500 sh	—	—	25,215
2023-11-30	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−4,500 sh	—	—	3,000
2023-11-29	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+450 sh	—	—	20,715
2023-11-29	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−450 sh	—	—	0
2023-11-22	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+750 sh	—	—	20,265
2023-11-22	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−750 sh	—	—	750
2023-07-31	RJFRAYMOND JAMES FINANCIAL INCS Sale	President, Fixed Income	SSale	−3,753 sh	$109.12	−$410K	19,515
2023-06-12	RJFRAYMOND JAMES FINANCIAL INCG Gift	President, Fixed Income	GGift	−105 sh	—	—	23,268
2022-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+5,440 sh	—	—	5,440
2022-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+1,927 sh	—	—	1,927
2022-12-13	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+549 sh	—	—	23,373
2022-12-13	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−549 sh	—	—	0
2022-11-29	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+450 sh	—	—	22,824
2022-11-29	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−450 sh	—	—	450
2022-11-22	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+2,250 sh	—	—	22,014
2022-11-22	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+360 sh	—	—	22,374
2022-11-22	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−360 sh	—	—	0
2022-11-22	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−2,250 sh	—	—	1,500
2022-10-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+591 sh	—	—	19,764
2022-10-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−591 sh	—	—	0
2022-07-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+446 sh	—	—	19,173
2022-07-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−446 sh	—	—	0
2022-05-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+150 sh	—	—	18,727
2022-05-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−150 sh	—	—	0
2022-04-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	+144 sh	—	—	18,577
2022-04-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsM Exercise/Conversion	President, Fixed Income	MExercise/Conversion	−144 sh	—	—	0
2022-02-24	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	President, Fixed Income	AAward	+3,000 sh	—	—	3,000

Recent filings

Accepted (ET)
Dec 164
Carter Horace0001225208-24-010852
SEC(opens sec.gov)
Dec 54
Carter Horace0001225208-24-010564
SEC(opens sec.gov)
Dec 34
Carter Horace0001225208-24-010477
SEC(opens sec.gov)
Nov 264
Carter Horace0001225208-24-010206
SEC(opens sec.gov)
Dec 184
Carter Horace0001225208-23-011189
SEC(opens sec.gov)
Dec 54
Carter Horace0001225208-23-010699
SEC(opens sec.gov)
Dec 14
Carter Horace0001225208-23-010559
SEC(opens sec.gov)

Companies

RAYMOND JAMES FINANCIAL INCPresident, Fixed IncomeRJF

Address

880 CARILLON PARKWAY

ST. PETERSBURG, FL, 33716