Heim Thomas 4

What Happened

• Thomas Heim, President, CSE of Carrier Global Corporation, was granted 55,485 derivative shares on 2026-01-28. The reported acquisition price is $0.00 (award/grant), so there was no cash paid by the insider. The filing additionally discloses 15,380 performance share units (PSUs) tied to future vesting conditions.

Key Details

• Transaction date: 2026-01-28; reported on Form 4 filed 2026-01-30 (timely).
• Amount: 55,485 derivative shares awarded; price reported $0.00.
• Footnote: 15,380 of the units are PSUs. Each PSU represents a contingent right to one share and vests on the third anniversary of the grant only if Heim remains employed and Carrier meets pre-established EPS growth and total shareholder return (TSR) targets versus a subset of S&P 500 industrial companies over the three-year period.
• Shares owned after the transaction: not specified in this filing.
• Transaction code: A = Award/Grant (not a market purchase or sale).

Context

• This was an award/compensation grant, not an open-market buy or sale. Awards are common executive compensation and vesting is often contingent on time and performance, so these units do not represent immediately tradable shares.
• PSUs depend on both continued employment and company performance; they should be interpreted as compensation tied to future results rather than an immediate insider market signal.