Heim Thomas 4

What Happened Thomas Heim, President (CSE) of Carrier Global Corp (CARR), reported the conversion/exercise of a derivative on Feb 1, 2026 that resulted in 13,797 shares being acquired at $0.00. The Form 4 also shows a corresponding derivative disposition for 13,797 shares at $0.00. Footnotes indicate these were restricted stock units (RSUs) that vested on the transaction date and converted one-for-one into common stock (including dividend equivalents). No cash purchase or market sale is reported in the filing excerpt.

Key Details

• Transaction date: 2026-02-01; Form 4 filed: 2026-02-03 (timely).
• Transaction code: M (exercise or conversion of derivative); reported price $0.00.
• Shares acquired/disposed: 13,797 acquired; 13,797 disposed (both entries reflect the RSU conversion).
• Footnote F1: RSUs convert one-for-one to common stock and include dividend equivalents credited as additional RSUs.
• Footnote F2: RSUs were granted on Feb 1, 2024 and fully vested on the transaction date.
• Shares owned after transaction: not specified in the provided excerpt.

Context This filing documents a vesting-and-conversion event (RSUs converting into common shares), not an open-market buy or a cash sale. Such vesting is routine compensation and does not, by itself, indicate insider buying or selling intent. If you need the post-transaction holdings or any subsequent sale of these shares, check the full Form 4 filing or later filings for updates.