Heim Thomas 4

What Happened

• Thomas Heim, President (CSE) of Carrier Global Corp (CARR), reported RSU-related activity on Feb 9, 2026. The filing shows a 50-share award (A) valued at $65.32/share ($3,266 total) and related exercise/conversion entries (M) showing 50 shares acquired at $0 and a simultaneous 50-share disposition at $0.
• The $3,266 value reflects dividend-equivalent RSUs that converted into common stock. The conversion/exercise and the reported disposal are recorded at $0, consistent with RSU conversion mechanics rather than an open-market cash purchase or sale.

Key Details

• Transaction date: February 9, 2026 (report filed Feb 11, 2026).
• Award: 50 shares @ $65.32 = $3,266 (code A — grant/award).
• Exercise/conversion entries: 50 shares acquired @ $0 (code M) and 50 shares disposed @ $0 (code M).
• Shares owned after transaction: not specified in the provided filing excerpt.
• Footnotes: F1 — RSUs convert 1-for-1 into common stock and include dividend equivalents credited as additional RSUs. F2 — RSUs were originally granted Feb 1, 2024 and vested/converted Feb 1, 2026; additional dividend equivalents were payable and processed on Feb 9, 2026.
• Filing timeliness: Reported Feb 11 for a Feb 9 transaction — appears timely (not flagged as late).

Context

• This activity reflects RSU vesting/dividend-equivalent processing rather than an open-market buy or a discretionary sale. The $0 exercise/conversion entries indicate stock issuance from plan conversion; the simultaneous disposal likely reflects internal settlement/tax or plan-related transfers as recorded in the Form 4. No 10b5-1 plan, gift, or other special trading program is noted in the disclosed footnotes.