BROADRIDGE FINANCIAL SOLUTIONS, INC.·4

Mar 3, 1:43 PM ET

Duelks Robert N 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadridge Director Robert N. Duelks Gifts 17,000 Shares

What Happened Robert N. Duelks, a director of Broadridge Financial Solutions (BR), recorded a gift transaction on March 2, 2026, transferring 17,000 shares. The reported transactions show 17,000 shares disposed (G) and 17,000 shares acquired (G) at $0.00, reflecting an intra-family trust transfer rather than a market sale or purchase. Per the filing footnote, the shares moved from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust; no cash was exchanged.

Key Details

  • Transaction date: 2026-03-02; reported on Form 4 filed 2026-03-03 (timely filing).
  • Price: $0.00 (gift/transfer); 17,000 shares moved.
  • Shares owned after transaction: not specified in the provided filing details.
  • Footnote: transfer from Mary E. Duelks 2007 Revocable Trust to Mary E. Duelks 2020 Irrevocable Trust.
  • Transaction code: G = Gift (not a market purchase or sale).

Context Gifts and intra-family trust transfers are typically estate- or tax-planning moves and do not necessarily reflect the insider’s view of the company’s near-term prospects. Because no open-market sale or purchase occurred, this filing is informational about ownership structure rather than trading sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-02
Transactions
  • Gift

    Common Stock

    [F1]
    2026-03-0217,0000 total(indirect: By Trust)
  • Gift

    Common Stock

    [F1]
    2026-03-02+17,00017,000 total(indirect: By Trust)
Holdings
  • Common Stock

    20,815
  • Common Stock

    (indirect: By LLC)
    4,474
  • Common Stock

    (indirect: By Trust)
    8,853
Footnotes (1)
  • [F1]This transaction represents the transfer of shares from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust.
Signature
Maria Allen, Power of Attorney|2026-03-03

Documents

1 file
  • 4
    doc4.xmlPrimary