Ghei Ashima 4

What Happened

• Ghei Ashima, Interim Chief Financial Officer of Broadridge Financial Solutions (BR), was granted 23,254 derivative equity awards on March 5, 2026. The reported acquisition price is $0.00 and the transaction is recorded as an award/grant (code A), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-03-05; Filing date: 2026-03-06 (timely).
• Reported amount: 23,254 shares (derivative awards) at $0.00 per share.
• Footnote: These are stock options that vest equally over four years beginning March 5, 2027 (i.e., roughly 25% per year).
• Filing does not disclose the total shares/options Ashima owned after this grant in the provided excerpt.
• Transaction type: award/grant (derivative) — no immediate sale or open-market purchase occurred.

Context

• Equity awards to executives are common compensation and typically vest over time, aligning interests with shareholders but not representing immediate sale proceeds. Because this grant is a derivative award with a multi-year vesting schedule, it is a future potential equity interest rather than an immediate change in outstanding common shares held by the insider.