Stingi Richard John 4

What Happened
Richard J. Stingi, Corporate Vice President and Chief Human Resources Officer of Broadridge Financial Solutions (BR), received an award on 2026-03-05 covering 10,039 shares reported as a derivative grant. The filing lists an acquisition price of $0.00 and a reported value of $0, indicating this was a stock option/award grant rather than a cash purchase or sale.

Key Details

• Transaction date: 2026-03-05; Form 4 filed 2026-03-06 (timely).
• Instrument: Derivative grant (stock options/award) for 10,039 shares; price shown as $0.00 on the filing.
• Vesting: Options vest equally over 4 years beginning March 5, 2027 (per footnote).
• Shares owned after transaction: not disclosed in the filing.
• Filing timeliness: reported the next day and appears timely (no late filing flag).

Context
This is a grant of equity compensation to an executive, not an open-market purchase or sale; such awards are common for retention and incentives and do not by themselves indicate a buying/selling signal. The award vests over future dates, so the shares/options are not immediately tradable.