LAMB DAVID J 4

What Happened

• David J. Lamb, Chief Administrative Officer of Nuveen Real Asset Income & Growth Fund (ticker: JRI), exercised subscription rights on 2026-03-13 to acquire 1,968 fund shares.
• The shares were acquired at $12.40 per share for a total cash outlay of $24,403. This transaction is an acquisition (exercise of rights), not a sale.

Key Details

• Transaction date: 2026-03-13; Filing date (Form 4): 2026-03-17 (filed within the typical 2-business-day reporting window).
• Price per share: $12.40; Shares acquired: 1,968; Total value: $24,403.
• Shares owned after transaction: not disclosed in the provided filing.
• Footnote: The shares were obtained via exercise of subscription rights in a prorata rights offering. The acquisition of the rights was exempt from Section 16 under rule 16a-9(b), and the subsequent acquisition of shares upon exercise was exempt from Section 16(b) under rule 16(b)-6(b).
• Remarks: filing references lambpoa.txt (power-of-attorney related remark).

Context

• This was an exercise of subscription rights (a form of in-the-money derivative exercise), resulting in a cash purchase of newly issued fund shares. There is no indication the shares were immediately sold (i.e., not a cashless exercise).
• The transaction size (~$24k) is modest and should be viewed as a routine insider acquisition rather than a material shift in insider ownership.