Nuveen Real Asset Income & Growth Fund·4

Mar 18, 4:58 PM ET

Jones Nathaniel T. 4

Research Summary

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Nuveen Real Asset (JRI) VP Nathaniel Jones Exercises Rights, Sells 1,000 Shares

What Happened

  • Nathaniel T. Jones, a Vice President of Nuveen Real Asset Income & Growth Fund (JRI), exercised subscription rights on March 16, 2026. The Form 4 shows he acquired 750 shares at $12.40 each (cost $9,300) and disposed of 1,000 shares at $12.40 each (proceeds $12,400).
  • These entries reflect exercising subscription rights (an in‑the‑money derivative transaction), not an open‑market purchase or typical grant.

Key Details

  • Transaction date: 2026-03-16; filing date: 2026-03-18 (timely filing)
  • Prices and values: 750 shares acquired @ $12.40 = $9,300; 1,000 shares disposed @ $12.40 = $12,400
  • Shares owned after transaction: Not disclosed on the provided Form 4 excerpt
  • Footnote: F1 clarifies these shares were acquired upon exercise of subscription rights in the issuer’s pro rata rights offering; the acquisition of the rights and resulting shares was exempt from Section 16 reporting/short-swing rules under Rule 16a-9(b) and Section 16b-6(b)
  • Remarks: "jonespoa.txt" indicates a power-of-attorney filing was attached to the Form 4

Context

  • This was an exercise of subscription rights (derivative exercise). The filing shows both an acquisition and a disposal on the same date; that can occur when an insider exercises rights and concurrently sells some shares, but the Form 4 here simply reports the two separate derivative transactions. These entries are routine disclosures of rights-exercise activity and, by themselves, do not necessarily signal a change in insider sentiment.