Emery Christina 4

What Happened

• Christina Emery, President of Barings Corporate Investors (MCI), recorded an acquisition on 2026-03-19 of 506.264 shares at $19.31 each, a notional/derivative allocation with a reported value of $9,776. The filing lists the transaction as code J ("other acquisition or disposition") and classifies the position as a derivative rather than an actual share purchase.

Key Details

• Transaction date and price: 2026-03-19 at $19.31 per share.
• Quantity and value: 506.264 notional shares, total reported value $9,776.
• Nature of the position: Derivative/notional holdings tied to a non‑qualified deferred compensation plan (not actual common shares).
• Plan rules: The notional shares are exercisable or payable only upon termination, retirement, or other plan-permitted events; plan holdings can be reallocated by participants. (See footnotes summarizing plan mechanics.)
• Shares owned after transaction: Not specified in the Form 4 filing.
• Filing timeliness: Report filed 2026-03-20 for the 2026-03-19 transaction (no late-filing flag shown).

Context

• This was an allocation into a deferred-compensation investment option that tracks the market value (and reinvested dividends) of Barings Corporate Investors shares but does not confer actual equity ownership. Such transactions reflect compensation deferral elections rather than open-market purchases or insider sales.