Jarkowski Hope M. 4

What Happened

Hope M. Jarkowski, Chief Legal Officer of Broadridge Financial Solutions (BR), had 2,879 restricted stock units (RSUs) vest on April 1, 2026. The RSUs converted into 2,879 shares (no exercise price). To satisfy tax withholding, 913 of those shares were disposed (sold/withheld) at $159.98 per share for a total of about $146,062. After withholding, Jarkowski received 1,966 net shares.

Key Details

• Transaction date: April 1, 2026; Form 4 filed April 2, 2026.
• Conversion: 2,879 RSUs vested and converted into 2,879 shares (transaction code M).
• Tax withholding: 913 shares withheld/disposed at $159.98 each, generating ~$146,062 (transaction code F).
• Net shares delivered to insider: 2,879 − 913 = 1,966 shares retained.
• Footnote: Each Restricted Stock Unit represented one share and on April 1, 2026, 2,879 RSUs vested and converted into an equal number of shares.
• No indication of a separate open-market buy or sale beyond the withholding; filing appears timely.

Context

This was an award vesting event (RSU conversion) with a routine tax-withholding sale of a portion of the vested shares. Such withholding sales are administrative and do not necessarily indicate a decision to sell for investment reasons. Transaction codes: M = conversion/exercise of derivative (RSU), F = payment of tax liability (withholding).