keller brett 4

What Happened

• Brett Keller, a director of Broadridge Financial Solutions (BR), was granted 177 Deferred Stock Units (DCUs) on April 7, 2026. The Form 4 reports the acquisition as 177 shares at $0.00 per share (total $0), coded as an award/grant (A). This was not a purchase or sale of stock but a compensation-related grant.

Key Details

• Transaction date: 2026-04-07; reported on Form 4 filed 2026-04-08 (timely).
• Reported consideration: 177 units at $0.00 per unit (total $0).
• Shares owned after transaction: Not specified in this filing.
• Footnote: The grant reflects Deferred Stock Units under Broadridge’s 2018 Omnibus Award Plan tied to deferral of director cash compensation. The DCUs vest in full upon grant and will convert to actual shares when the director separates from service (see F1).
• Transaction code: A (award/grant).

Context

• DCUs are a form of deferred compensation that represent a promise to issue an equivalent number of shares later; they are routine for directors and do not necessarily signal a trading opinion. Because the units vest immediately but only settle into shares upon separation, this is administrative/compensation-related rather than an open-market purchase or sale.