keller brett 4

What Happened
Brett Keller, a director of Broadridge Financial Solutions (BR), was awarded a total of 80 Deferred Stock Units (54 + 26) on April 8, 2026. Both awards were reported as grants (transaction code A) at $0.00 per share (they are dividend-equivalent units, not cash purchases), so the reported dollar value is $0. These Deferred Stock Units vest in full upon grant and will convert into Broadridge common stock when the director separates from service.

Key Details

• Transaction date: 2026-04-08; Form 4 filed 2026-04-09 (timely; within typical Form 4 reporting window).
• Award details: 54 DSUs (F1) and 26 DSUs (F2), total = 80 DSUs; reported price $0.00 (awarded, not purchased).
• Shares owned after transaction: not specified in the provided filing excerpt.
• Footnotes:
  • F1 — 54 DSUs awarded as dividend equivalents on previously issued Deferred Stock Units; vest in full and settle to shares on separation.
  • F2 — 26 DSUs awarded as dividend equivalents on DSUs issued in lieu of cash under the Director Deferred Compensation Program (DCUs); vest in full and settle to shares beginning at separation.
• Transaction type: Award/Grant (A). No sale or open‑market purchase occurred.

Context
Deferred Stock Units (DSUs/DCUs) are commonly used for director compensation and represent a right to receive shares later (often at termination or retirement). These awards do not reflect an open‑market purchase or sale by the director and are typically routine dividend-equivalent compensation rather than a direct signal of insider buying or selling.