Nazareth Annette L. 4
4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Apr 9, 2026
Research Summary
AI-generated summary of this filing
Broadridge (BR) Director Annette Nazareth Receives 33-Share Award
What Happened Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was awarded a total of 33 Deferred Stock Units (17 + 16) on 2026-04-08. Each award was granted at $0.00 (i.e., dividend-equivalent, no cash paid). These units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.
Key Details
- Transaction date: 2026-04-08 (reported on Form 4 filed 2026-04-09)
- Transaction type/code: Award/Grant (A)
- Shares awarded: 17 and 16 deferred stock units (total 33)
- Price: $0.00 per unit (dividend-equivalent awards)
- Shares owned after transaction: Not specified in the provided filing excerpt
- Footnotes: Awards are dividend-equivalent Deferred Stock Units (DCUs) issued under Broadridge’s 2018 Omnibus Award Plan; DCUs vest immediately and will settle in common stock upon the director’s separation (per filing footnotes F1 & F2)
- Timeliness: Filing appears timely (transaction 2026-04-08; Form 4 filed 2026-04-09)
Context These awards are routine dividend-equivalent grants tied to previously issued deferred stock units and are non-cash compensation for a director. Such awards are administrative and don’t necessarily signal a change in insider sentiment; they simply increase the director’s future share entitlement, which will convert to actual shares when she leaves service.
Insider Transaction Report
- Award
Common Stock
[F1]2026-04-08+17→ 9,353 total - Award
Common Stock
[F2]2026-04-08+16→ 9,369 total
Footnotes (2)
- [F1]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
- [F2]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.