Nazareth Annette L. 4

What Happened Annette L. Nazareth, a director of Broadridge Financial Solutions (BR), was awarded a total of 33 Deferred Stock Units (17 + 16) on 2026-04-08. Each award was granted at $0.00 (i.e., dividend-equivalent, no cash paid). These units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.

Key Details

• Transaction date: 2026-04-08 (reported on Form 4 filed 2026-04-09)
• Transaction type/code: Award/Grant (A)
• Shares awarded: 17 and 16 deferred stock units (total 33)
• Price: $0.00 per unit (dividend-equivalent awards)
• Shares owned after transaction: Not specified in the provided filing excerpt
• Footnotes: Awards are dividend-equivalent Deferred Stock Units (DCUs) issued under Broadridge’s 2018 Omnibus Award Plan; DCUs vest immediately and will settle in common stock upon the director’s separation (per filing footnotes F1 & F2)
• Timeliness: Filing appears timely (transaction 2026-04-08; Form 4 filed 2026-04-09)

Context These awards are routine dividend-equivalent grants tied to previously issued deferred stock units and are non-cash compensation for a director. Such awards are administrative and don’t necessarily signal a change in insider sentiment; they simply increase the director’s future share entitlement, which will convert to actual shares when she leaves service.