Zavery Amit 4

4 · BROADRIDGE FINANCIAL SOLUTIONS, INC. · Filed Apr 9, 2026

AI-generated summary of this filing

Updated Apr 9, 2026

Broadridge (BR) Director Amit Zavery Receives Stock Award

What Happened

Amit Zavery, a director of Broadridge Financial Solutions, was granted two awards of Deferred Stock Units (DSUs) on April 8, 2026: 27 DSUs and 24 DSUs, for a total of 51 units. Each was reported at $0.00 per share (dividend-equivalent awards), so no cash was paid or received at grant.
These DSUs vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. This is an award/grant transaction (code A), not a market purchase or sale.

Key Details

Transaction date: 2026-04-08; Filing date (Form 4): 2026-04-09 (timely filing).
Price: $0.00 per unit (dividend-equivalent DSU awards).
Shares/units awarded: 27 DSUs and 24 DSUs (total 51 DSUs).
Shares owned after transaction: Not specified in the provided filing excerpt.
Footnotes: Awards reflect dividend-equivalent DSUs under Broadridge’s 2018 Omnibus Award Plan and Director Deferred Compensation Program; they vest immediately and will convert to shares upon director’s separation.
Transaction type code: A = Award/Grant.

Context

Deferred Stock Units are non-cash awards that represent the right to receive company shares later (here, upon separation). They are common for directors and typically reflect routine dividend-equivalent top-ups rather than an active buy/sell signal.
Because these units are awarded (not sold or purchased), they don’t directly indicate immediate bullish or bearish insider trading activity.

Form 4

Period: 2026-04-08

Director

Transactions

Footnotes (2)

[F1]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
[F2]The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Signature

Maria Allen, Power of Attorney|2026-04-09

1 file